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In order to properly navigate the system, please use the navigation buttons within the Clearinghouse. Use of the Back and Forward buttons of your browser may cause incorrect results.

Welcome to the CEFLI Suitability Certificate Clearinghouse. This Clearinghouse will enable an insurance company to request and obtain the Suitability Supervision Certificate from those Third-Party Distributors (TPDs) to whom they have delegated the suitability supervision under the Suitability in Annuity Transactions Model Regulation. A TPD may be a general agency, a broker dealer, a bank, an independent marketing organization or any distribution group that has a selling agreement with an insurance company. It will enable TPDs to provide one Certificate to satisfy all the companies with whom they have a contract calling for them to provide the annual certification.

The Clearinghouse is designed to reduce the burden on both insurance companies and TPDs by providing a “one-stop” facility to meet the compliance requirements of the Model Regulation. The system will utilize the standardized certification form developed by the ACLI, however, a company or TPD can use a customized certificate (An additional charge may apply).

If this is your first time on the Clearinghouse System and you are a company representative, please click on the “Company New Subscription” tab on the left to get started. If you are a TPD representative and this is your first time on the system, please click on the “TPD New Enrollment” tab on the left to get started.

If you have additional questions, you may call CEFLI at 240-744-3030.
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Compliance & Ethics Forum for Life Insurers