The Clearinghouse: Your one stop shop.

The Clearinghouse is a technological platform that allows insurers to obtain certificates of Annuity Suitability Supervision (to meet the requirements of the NAIC’s Suitability Model Regulation) as well as New York Regulation 187 Certifications (which documents compliance with the supervision requirements of Regulation 187 for recommendations of sales transactions in the State of New York) from third party distribution organizations (TPD’s).

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Compliance & Ethics Forum for Life Insurers

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For Insurers

For Third-Party
Distributors (TPDs)